LEADER 03223oam 22007335 450 001 9910781057103321 005 20200520144314.0 010 $a1-282-46132-X 010 $a9786612461323 010 $a0-8213-8254-3 024 7 $a10.1596/978-0-8213-8253-0 035 $a(CKB)2550000000005670 035 $a(EBL)476174 035 $a(OCoLC)608786584 035 $a(SSID)ssj0000333514 035 $a(PQKBManifestationID)11255761 035 $a(PQKBTitleCode)TC0000333514 035 $a(PQKBWorkID)10355039 035 $a(PQKB)11183973 035 $a(MiAaPQ)EBC476174 035 $a(Au-PeEL)EBL476174 035 $a(CaPaEBR)ebr10364103 035 $a(CaONFJC)MIL246132 035 $a(The World Bank)ocn489009668 035 $a(US-djbf)16177064 035 $a(EXLCZ)992550000000005670 100 $a20100408d2010 uy 0 101 0 $aeng 135 $aurcn||||||||| 181 $ctxt$2rdacontent 182 $cc$2rdamedia 183 $acr$2rdacarrier 200 10$aComparing European and U.S. securities regulations : $eMiFID versus corresponding U.S. regulations /$fTanja Boskovic, Caroline Cerruti, Michel Noel 210 1$aWashington, D.C. :$cWorld Bank$dc2010. 215 $aviii, 173 pages ;$d26 cm 225 1 $aWorld Bank working paper,$x1726-5878 ;$vno. 184 300 $aDescription based upon print version of record. 311 $a0-8213-8253-5 320 $aIncludes bibliographical references (p. 172-173). 327 $aContents; Acknowledgments; Acronyms and Abbreviations; Executive Summary; Introduction; 1. Regulatory Framework and Oversight; 2. Scope of the Securities Regulations; 3. Objectives of the Securities Regulations in Europe and the United States; 4. Implementation of the Different Objectives; 5. Post-Financial Crisis Lessons; 6. Conclusion and Areas for Future Research; Appendixes; References 330 $aThe paper compares the EU and US securities regulations, and specifically MiFID with the corresponding US regulations. It primarily focuses on the regulatory and supervisory framework, trading venues, and the provision of investment services.The paper argues that the architecture and some of the rules regarding securities markets are different in the two regions, but the objectives and some of the outcomes are similar. It looks at the regulatory frameworks, the scope and objectives of securities regulations, the rules implementing the different objectives, and draws some crisis-related lessons 410 0$aWorld Bank e-Library. 410 0$aWorld Bank working paper ;$vno. 184. 606 $aSecurities$zEuropean Union countries 606 $aSecurities$zUnited States 615 0$aSecurities 615 0$aSecurities 676 $a346.0926094 700 $aBoskovic$b Tanja$01465131 701 $aCerruti$b Caroline$01465132 701 $aNoe?l$b Michel$f1954-$01083038 712 02$aWorld Bank. 801 0$bBTCTA 801 1$bBTCTA 801 2$bBWX 801 2$bYDXCP 801 2$bTXQ 801 2$bSUC 801 2$bCDX 801 2$bDLC 906 $aBOOK 912 $a9910781057103321 996 $aComparing European and U.S. securities regulations$93674998 997 $aUNINA