LEADER 01437oam 2200373 450 001 9910717276003321 005 20220308093253.0 035 $a(CKB)5470000002529464 035 $a(OCoLC)1297900190 035 $a(EXLCZ)995470000002529464 100 $a20210909d2018 ua 0 101 0 $aeng 135 $aur|n||||||||| 181 $ctxt$2rdacontent 182 $cc$2rdamedia 183 $acr$2rdacarrier 200 10$aSecurities regulation: SEC inspections of financial industry regulatory authority's governance were consistent with internal guidance $ereport to congressional committees 210 1$a[Washington, D.C.] :$cUnited States Government Accountability Office,$d2018. 215 $a1 online resource (ii, 19 pages) $ccolor illustrations 300 $a"July 2018." 300 $a"GAO-18-522." 320 $aIncludes bibliographical references. 517 $aSecurities regulation 606 $aSecurities industry$xLaw and legislation$zUnited States 606 $aSecurities industry$xSelf-regulation$zUnited States 615 0$aSecurities industry$xLaw and legislation 615 0$aSecurities industry$xSelf-regulation 801 0$bXND 801 1$bXND 801 2$bGPO 906 $aBOOK 912 $a9910717276003321 996 $aSecurities regulation: SEC inspections of financial industry regulatory authority's governance were consistent with internal guidance$93449289 997 $aUNINA