LEADER 01807nam 2200373 a 450 001 9910703364603321 005 20121010115500.0 035 $a(CKB)4950000000072553 035 $a(OCoLC)794592834 035 $a(EXLCZ)994950000000072553 100 $a20120601d2012 ua 0 101 0 $aeng 135 $aurbn||||a|||| 181 $ctxt$2rdacontent 182 $cc$2rdamedia 183 $acr$2rdacarrier 200 10$aEnsuring appropriate regulatory oversight of broker-dealers and legislative proposals to improve investment adviser oversight$b[electronic resource] $ehearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Twelfth Congress, first session, September 13, 2011 210 1$aWashington :$cU.S. G.P.O.,$d2012. 215 $a1 online resource (vi, 569 pages) $cillustrations 300 $aTitle from title screen (viewed on June 1, 2012). 300 $aPaper version available for sale by the Supt. of Docs., U.S. G.P.O. 300 $a"Serial no. 112-58." 320 $aIncludes bibliographical references. 517 $aEnsuring Appropriate Regulatory Oversight of Broker-Dealers and Legislative Proposals to Improve Investment Adviser Oversight 606 $aStockbrokers$xLegal status, laws, etc$zUnited States 606 $aInvestment advisors$xLegal status, laws, etc$zUnited States 615 0$aStockbrokers$xLegal status, laws, etc. 615 0$aInvestment advisors$xLegal status, laws, etc. 801 0$bGPO 801 1$bGPO 906 $aBOOK 912 $a9910703364603321 996 $aEnsuring appropriate regulatory oversight of broker-dealers and legislative proposals to improve investment adviser oversight$93496551 997 $aUNINA