LEADER 03489nam 2200577 450 001 9910702885003321 005 20170816162837.0 010 $a1-63117-324-3 035 $a(CKB)2670000000546670 035 $a(EBL)2130772 035 $a(OCoLC)876043813 035 $a(SSID)ssj0001151982 035 $a(PQKBManifestationID)11616314 035 $a(PQKBTitleCode)TC0001151982 035 $a(PQKBWorkID)11145273 035 $a(PQKB)10460404 035 $a(MiAaPQ)EBC2130772 035 $a(OCoLC)318905500 035 $a(EXLCZ)992670000000546670 100 $a20140309h20142014 uy 0 101 0 $aeng 135 $aur|n|---||||| 181 $ctxt 182 $cc 183 $acr 200 00$aAccredited investors $equalifying criteria and alternatives for consideration /$fMartha-Jean Jennings, editor 205 $a[2000 ed.] 210 1$aNew York :$cNova Science Publishers,$d2014. 210 4$d??2014 215 $a1 online resource (68 p.) 225 1 $aBusiness Economics in a Rapidly-Changing World 300 $aIncludes index. 311 $a1-63117-323-5 327 $a""ACCREDITED INVESTORS: QUALIFYING CRITERIA AND ALTERNATIVES FOR CONSIDERATION""; ""ACCREDITED INVESTORS: QUALIFYING CRITERIA AND ALTERNATIVES FOR CONSIDERATION""; ""LIBRARY OF CONGRESS CATALOGING-IN-PUBLICATION DATA""; ""CONTENTS""; ""PREFACE""; ""Chapter 1: SECURITIES AND EXCHANGE COMMISSION: ALTERNATIVE CRITERIA FOR QUALIFYING AS AN ACCREDITED INVESTOR SHOULD BE CONSIDERED""; ""WHY GAO DID THIS STUDY""; ""WHAT GAO RECOMMENDS""; ""WHAT GAO FOUND""; ""ABBREVIATIONS""; ""BACKGROUND""; ""NET WORTH IDENTIFIED AS MOST IMPORTANT CRITERION FOR QUALIFYING AS ACCREDITED INVESTOR"" 327 $a""MARKET PARTICIPANTS IDENTIFIED ALTERNATIVE CRITERIA SEC COULD USE IN THE INVESTOR STANDARD""""CONCLUSION""; ""RECOMMENDATION FOR EXECUTIVE ACTION""; ""AGENCY COMMENTS""; ""APPENDIX I. OBJECTIVES, SCOPE, AND METHODOLOGY""; ""APPENDIX II. SUMMARY OF RULES FOR EXEMPTION FROM REGISTRATION UNDER REGULATION D""; ""APPENDIX III. SUMMARY OF RESULTS FROM OURSTRUCTURED INTERVIEWS""; ""Chapter 2: ACCREDITED INVESTORS""; ""WHAT DOES IT MEAN ??O BE AN ACCREDITED INVESTOR?""; ""ARE YOU AN ACCREDITED INVESTOR?""; ""HOW DO I CALCULATE MY NET WORTH?""; ""WHAT IF I AM NO LONGER AN ACCREDITED INVESTOR?"" 327 $a""ADDITIONAL INFORMATION""""INDEX"" 330 $aUnder the federal securities laws, a company or private fund may not offer or sell securities unless the transaction has been registered with the SEC or an exemption from registration is available. Certain securities offerings that are exempt from registration may only be offered to, or purchased by, persons who are accredited investors. One principal purpose of the accredited investor concept is to identify persons who can bear the economic risk of investing in these unregistered securities. Of the existing criteria in the Securities and Exchange Commission's (SEC) accredited investor standar 410 0$aBusiness economics in a rapidly-changing world series. 606 $aInvestment banking$zUnited States 607 $aUnited States$2fast 615 0$aInvestment banking 676 $a332.660973 701 $aJennings$b Martha-Jean$01352725 712 02$aUnited States.$bSecurities and Exchange Commission. 801 0$bMiAaPQ 801 1$bMiAaPQ 801 2$bMiAaPQ 906 $aBOOK 912 $a9910702885003321 996 $aAccredited investors$93199167 997 $aUNINA