LEADER 01565oam 2200421 450 001 9910699280203321 005 20230902161549.0 035 $a(CKB)5470000002401101 035 $a(OCoLC)1012611813 035 $a(EXLCZ)995470000002401101 100 $a20171122d2008 ua 0 101 0 $aeng 135 $aurbn||||a|||| 181 $ctxt$2rdacontent 182 $cc$2rdamedia 183 $acr$2rdacarrier 200 10$aSEC's oversight of Bear Stearns and related entities$iBroker-Dealer Risk Assessment Program 210 1$aWashington, D.C. :$cU.S. Securities and Exchange Commission, Office of Inspector General, Office of Audits,$d2008. 215 $a1 online resource (viii, 36 pages) 300 $a"Report no. 446-B." 300 $a"September 25, 2008." 300 $a"Sections of this report have been redacted to delete information that SEC believes is non-public and confidential." 517 3 $aSecurities and Exchange Commission's oversight of Bear Stearns and related entities, broker-dealer risk assessment program 606 $aFinance companies$zUnited States$xManagement 606 $aInvestment banking 606 $aFinancial services industry$zUnited States 615 0$aFinance companies$xManagement. 615 0$aInvestment banking. 615 0$aFinancial services industry 801 0$bGPO 801 1$bGPO 801 2$bGPO 801 2$bMERUC 801 2$bGPO 906 $aBOOK 912 $a9910699280203321 996 $aSEC's oversight of Bear Stearns and related entities$93492092 997 $aUNINA