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200 14$aThe role of state securities regulators in protecting investors $ehearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, second session, on efforts to enforce securities laws, investment adviser registration and licensing, state investigations into mutual fund industry abuses, and investor education programs, June 2, 2004
215   $a1 online resource (iii, 54 p.) 
311   $a0-16-075666-9 
517   $aRole of state securities regulators in protecting investors 
606   $aFinancial services industry$xCorrupt practices$zUnited States$xStates$xPrevention
606   $aInvestment advisors$xLegal status, laws, etc$zUnited States$xStates
606   $aMutual funds$xCorrupt practices$zUnited States$xStates$xPrevention
606   $aSecurities fraud$zUnited States$xStates$xPrevention
606   $aConsumer protection$zUnited States$xStates
610   $aUnited States
610   $aFinancial services industry
610   $aInvestment advisors
610   $aMutual funds
610   $aSecurities fraud
610   $aConsumer protection
610   $aBusiness & economics
610   $aReference
615  0$aFinancial services industry$xCorrupt practices$xStates$xPrevention.
615  0$aInvestment advisors$xLegal status, laws, etc.$xStates.
615  0$aMutual funds$xCorrupt practices$xStates$xPrevention.
615  0$aSecurities fraud$xStates$xPrevention.
615  0$aConsumer protection$xStates.
712 02$aUnited States, Congress Senate Committee on Banking, Housing, and Urban Affairs Staff,$4oth
906   $aBOOK
912   $a9910694059103321
996   $aThe role of state securities regulators in protecting investors$93151169
997   $aUNINA