LEADER 03199nam 2200469 450 001 9910640381103321 005 20230510080828.0 010 $a9783662667484$b(electronic bk.) 010 $z9783662667477 024 7 $a10.1007/978-3-662-66748-4 035 $a(MiAaPQ)EBC7175161 035 $a(Au-PeEL)EBL7175161 035 $a(CKB)25994483500041 035 $a(DE-He213)978-3-662-66748-4 035 $a(PPN)26781304X 035 $a(EXLCZ)9925994483500041 100 $a20230510d2023 uy 0 101 0 $aeng 135 $aurcnu|||||||| 181 $ctxt$2rdacontent 182 $cc$2rdamedia 183 $acr$2rdacarrier 200 10$aTools of effective compliance $eproven measures for compliance officers /$fThomas Schneider 205 $a1st ed. 2023. 210 1$aBerlin :$cSpringer,$d[2023] 210 4$dİ2023 215 $a1 online resource (242 pages) 311 08$aPrint version: Schneider, Thomas Tools of Effective Compliance Berlin, Heidelberg : Springer Berlin / Heidelberg,c2023 9783662667477 327 $aBackground and foundation of compliance -- Decisions, goals, and planning -- Compliance officer appearance -- Supervisors, groups, and entry-level employees -- Partners, allies, competitors -- Audits and training -- Conflicts, compliance violation, and detection -- Development and perspectives. 330 $aUnlike many standard works on compliance, this book focuses not on the goals, but on the means that enable effective compliance. From the internal perspective of the compliance officer, everyday problems are addressed and solved with the help of concrete, tried-and-tested measures. Based on the tension between profit generation and compliance, ethical principles as well as the appearance of compliance, its handling of contacts and its procedure in the event of violations are also discussed. Psychological and sociological insights broaden the perspective, put people at the center and offer new starting points for designing successful compliance. The content Background and foundation of compliance Decisions, goals and planning Appearance of the compliance officer Supervisors, groups and newcomers to the profession Partners, allies, competitors Audits and training Conflicts, compliance violations and detection Development and perspectives The author Thomas Schneider holds a degree in business administration. After working for many years as an internal auditor for a Dax 40 company, he has been responsible for the compliance management of a medium-sized steel trader in Essen for several years. He regularly publishes articles and books on the subject of compliance and speaks at conferences. The translation was done with the help of artificial intelligence. A subsequent human revision was done primarily in terms of content. 606 $aCompliance auditing 606 $aTrade regulation$xEvaluation 615 0$aCompliance auditing. 615 0$aTrade regulation$xEvaluation. 676 $a657.458 700 $aSchneider$b Thomas$0517459 801 0$bMiAaPQ 801 1$bMiAaPQ 801 2$bMiAaPQ 912 $a9910640381103321 996 $aTools of Effective Compliance$93251565 997 $aUNINA