LEADER 04121nam 22005535 450 001 9910564678003321 005 20230810174954.0 010 $a9783030992699$b(electronic bk.) 010 $a9783030992682 024 7 $a10.1007/978-3-030-99269-9 035 $a(MiAaPQ)EBC6962067 035 $a(Au-PeEL)EBL6962067 035 $a(CKB)21605620900041 035 $a(DE-He213)978-3-030-99269-9 035 $a(EXLCZ)9921605620900041 100 $a20220424d2022 u| 0 101 0 $aeng 135 $aurcnu|||||||| 181 $ctxt$2rdacontent 182 $cc$2rdamedia 183 $acr$2rdacarrier 200 10$aEquivalence in Financial Services $eA Legal and Policy Analysis /$fby Francesco Pennesi 205 $a1st ed. 2022. 210 1$aCham :$cSpringer International Publishing :$cImprint: Palgrave Macmillan,$d2022. 215 $a1 online resource (276 pages) 225 1 $aEBI Studies in Banking and Capital Markets Law,$x2730-9096 311 08$aPrint version: Pennesi, Francesco Equivalence in Financial Services Cham : Springer International Publishing AG,c2022 9783030992682 320 $aIncludes bibliographical references (pages 235-261) and index. 327 $aChapter 1: Introduction -- Part 1: The Regulation of Cross-Border Finance -- Chapter 2: Financial Regulation and Systemic risk -- Chapter 3: The Regulation of Globalized Finance -- Part 2: Cross-Border Regulation in the EU: The Passport and the Equivalence Regime -- Chapter 4: The Passport Regime -- Chapter 5: The EU Equivalence Regime: Financial Regulation between the EU and Third Countries. - Part 3: The Regulation of Cross-Border Finance -- Chapter 6: Evaluating the Effectiveness of Equivalence: towards an Analytical Framework -- Chapter 7: A Cross-Industry Analysis of EU Equivalence Frameworks. Are they Effective? -- Chapter 8: The Equivalence Framework for Central Counterparties. EU Regulation and Supervision -- Chapter 9: A Proposal to Reform the EU Equivalence Regime. 330 $aEquivalence in Financial Services offers a comprehensive and cross-industry examination of the rules and procedures under EU financial legislation dedicated to third-country market actors. The equivalence regime has become particularly topical after Brexit, as the United Kingdom is now a third country from the perspective of the European Union. This book investigates whether the current equivalence system is fit for its purpose, namely facilitating cross-border finance while minimizing as extensively as possible financial risks. After describing how the European Commission adopts equivalence measures, the book examines the implementation of the equivalence regime for the following entities: Credit Rating Agencies, Benchmarks, Trading Venues, Investment Firms, Investment Funds, Central Securities Depositories, Trade Repositories, and Central Counterparties. Addressing the most recent policy and legal developments, Equivalence in Financial Services provides an insightful guide into this complex area of financial regulation for scholars of financial regulation, legal practitioners, and policy makers. Francesco Pennesi is a researcher at the Erasmus School of Law and an Italian qualified attorney specialized in financial regulation and supervision. He defended his Phd (Marie Curie Fellowship) at Erasmus University Rotterdam. His work has been published on Perspectives on Federalism, European Papers, and the Common Market Law Review. . 410 0$aEBI Studies in Banking and Capital Markets Law,$x2730-9096 606 $aFinancial services industry 606 $aFinance$xLaw and legislation 606 $aFinancial Services 606 $aFinancial Law 615 0$aFinancial services industry. 615 0$aFinance$xLaw and legislation. 615 14$aFinancial Services. 615 24$aFinancial Law. 676 $a343.03 676 $a346.2408 700 $aPennesi$b Francesco$01223257 801 0$bMiAaPQ 801 1$bMiAaPQ 801 2$bMiAaPQ 906 $aBOOK 912 $a9910564678003321 996 $aEquivalence in Financial Services$92837583 997 $aUNINA