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101 0 $aeng
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181   $ctxt$2rdacontent
182   $cc$2rdamedia
183   $acr$2rdacarrier
200 10$aCapital markets law and compliance $ethe implications of MiFID /$fPaul Nelson$b[electronic resource]
210  1$aCambridge :$cCambridge University Press,$d2008.
215   $a1 online resource (xviii, 463 pages) $cdigital, PDF file(s)
225 1 $aLaw practitioner series
300   $aTitle from publisher's bibliographic system (viewed on 08 Oct 2015).
311   $a1-107-40466-5 
311   $a0-521-88936-7 
320   $aIncludes bibliographical references (p. 440) and index.
327   $aEvolution of capital markets regulations, FSA and the European single market -- Licensing and rule application -- The firm's infrastructure -- Conduct of business -- Application of rules to particular businesses.
330   $aThe Markets in Financial Instruments Directive (MiFID) is a detailed re-writing of the regulation of capital markets. To the extent those rules permit, the Financial Services Authority (FSA) is also introducing high-level 'principles-based regulation'. In response to this, Paul Nelson presents practical guidance on the regulation of the capital markets, ranging from new issues and IPOs to investment banking, broker-dealing and asset management. All laws and rules relevant to the regulation of the capital markets are explained and put into context within the economic operation of markets, institutions and products, the European Single Market, the FSA's policies and objectives, the historical evolution of the regulations and the general civil and criminal law. Drawing on 30 years' experience as a practitioner, and referring to a vast range of supporting materials, the author provides an insightful analysis and critique of the rules, the rule makers and the institutions.
410  0$aLaw practitioner series.
517 3 $aCapital Markets Law & Compliance
606   $aFinancial services industry$xLaw and legislation$zGreat Britain
606   $aFinancial services industry$xLaw and legislation$zEuropean Union countries
606   $aFinancial services industry$xState supervision$zGreat Britain
606   $aSecurities$zGreat Britain
606   $aStockbrokers$xLegal status, laws, etc$zGreat Britain
606   $aStockbrokers$xLegal status, laws, etc$zEuropean Union countries
615  0$aFinancial services industry$xLaw and legislation
615  0$aFinancial services industry$xLaw and legislation
615  0$aFinancial services industry$xState supervision
615  0$aSecurities
615  0$aStockbrokers$xLegal status, laws, etc.
615  0$aStockbrokers$xLegal status, laws, etc.
676   $a346.41092
700   $aNelson$b Paul$01027440
801  0$bUkCbUP
801  1$bUkCbUP
906   $aBOOK
912   $a9910451514103321
996   $aCapital markets law and compliance$92442873
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