LEADER 04010nam 22005535 450 001 9910349523803321 005 20200702082528.0 010 $a3-030-24966-2 024 7 $a10.1007/978-3-030-24966-3 035 $a(CKB)4100000009678260 035 $a(MiAaPQ)EBC5968958 035 $a(DE-He213)978-3-030-24966-3 035 $a(PPN)250154749 035 $a(EXLCZ)994100000009678260 100 $a20191025d2019 u| 0 101 0 $aeng 135 $aurcnu|||||||| 181 $ctxt$2rdacontent 182 $cc$2rdamedia 183 $acr$2rdacarrier 200 10$aCompliance Norms in Financial Institutions $eMeasures, Case Studies and Best Practices /$fby Tomasz Braun 205 $a1st ed. 2019. 210 1$aCham :$cSpringer International Publishing :$cImprint: Palgrave Macmillan,$d2019. 215 $a1 online resource (vii, 356 pages) 311 $a3-030-24965-4 327 $aChapter 1. Introduction -- Chapter 2. Compliance Norms and Legal Coherence -- Chapter 3. Compliance in Financial Institutions ? Tasks, Functions and Structure -- Chapter 4. The Scope Compliance Norms in Financial Institutions -- Chapter 5. The Impact of Cultural Differences on Compliance Norms -- Chapter 6. Organizing Postulates - A Proposal for A Model Approach. 330 $aInitially, introducing compliance functions within the financial industry had been forced by regulatory scrutiny. Later, it started to spread to other regulated companies, in particular those publicly listed. Now, compliance has become an asset of corporates that want to build their reliability among clients, shareholders, employees and business partners. This book looks at the efficiency of the compliance measures introduced and the best practices of building compliance norms. This recently observed practice of compliance was triggered by the expectation of regulators, shareholders, clients, business partners and the public for robust compliance mechanisms. This book looks at the vast interest in this topic among business people who strive to introduce the systems and the mechanisms of non-compliance risk management in their companies and at the uncountable difficulties and obstacles they meet. The book fills the gap of thorough analysis of this subject by pointing out the solutions successfully introduced in global financial organizations, and would be of interest to academics, researchers and practitioners in corporate finance, corporate governance and risk management. Tomasz Braun graduated with his PhD from the Faculty of Law and Administration of Lazarski University, Poland. Since then, he has been a lecturer for courses in corporate law for the same institution. His research areas include banking, finance, M&As and restructuring. Dr. Braun?s professional background also includes consulting in cross-border transactions, post-acquisition integration projects, implementing restructuring programmes and dispute resolutions?as a general counsel in global financial institutions and as a partner in international law firms. 606 $aBank marketing 606 $aCorporate governance 606 $aRisk management 606 $aFinancial Services$3https://scigraph.springernature.com/ontologies/product-market-codes/626000 606 $aCorporate Governance$3https://scigraph.springernature.com/ontologies/product-market-codes/511020 606 $aRisk Management$3https://scigraph.springernature.com/ontologies/product-market-codes/612040 615 0$aBank marketing. 615 0$aCorporate governance. 615 0$aRisk management. 615 14$aFinancial Services. 615 24$aCorporate Governance. 615 24$aRisk Management. 676 $a346.082 676 $a332.1 700 $aBraun$b Tomasz$4aut$4http://id.loc.gov/vocabulary/relators/aut$0980128 801 0$bMiAaPQ 801 1$bMiAaPQ 801 2$bMiAaPQ 906 $aBOOK 912 $a9910349523803321 996 $aCompliance Norms in Financial Institutions$92235694 997 $aUNINA