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035   $a(DE-He213)978-3-030-14511-8
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100   $a20190425d2019      u|         0
101 0 $aeng
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181   $ctxt$2rdacontent
182   $cc$2rdamedia
183   $acr$2rdacarrier
200 10$aFinancial Compliance $eIssues, Concerns and Future Directions /$fedited by Maria Krambia-Kapardis
205   $a1st ed. 2019.
210  1$aCham :$cSpringer International Publishing :$cImprint: Palgrave Macmillan,$d2019.
215   $a1 online resource (288 pages)
311 08$a9783030145101 
311 08$a3030145107 
327   $aChapter 1. Understanding Compliance with Laws and Regulations: A Mechanism-Based Approach; Anthony Bottoms -- Chapter 2. Legitimacy and Regulatory Compliance; Justice Tankebe -- Chapter 3. The Uncertain Professional Status of Compliance; James A. Fanto -- Chapter 4. Compliance: From Soft Law to Hard Law?A view from France; Maria Lancri -- Chapter 5. Living with the new General Data Protection Regulation (GDPR); Mark Foulsham -- Chapter 6. Risk Based Financial Regulation, and Compliance Officer Liability; Stuart Bazley -- Chapter 7. Whistleblowing: The Neglected Facilitator of Compliance; Eva Tsahuridu -- Chapter 8. The Skillset of an Effective Compliance Officer; Maria Krambia-Kapardis -- Chapter 9. Disentangling the Expectation Gap for Compliance Officers; Maria Krambia-Kapardis; Salomi Demetriou and Ioanna Stylianou.
330   $aThis book explores the fundamental elements and risks that impact the compliance officer?s work. Following a comprehensive understanding of the role of a compliance officer, by engaging with themes of compliance officers? liability, expectations, risks and effectiveness, it provides practical answers by leading academics and practitioners in the field. This work also draws on how other areas, such as GDPR, financial regulation and whistleblowing, challenges on compliance officers and provides a way forward to convert these challenges into opportunities. The discussion of compliance challenges and practices in Australia, Europe and the United States provides critical insights into the development of compliance in today?s financial environment. Financial Compliance: Issues, Concerns and Future Directions provides an invaluable working resource for academics, practitioners and a general audience interested in understanding and developing an effective compliance culture.
606   $aBusiness enterprises$xFinance
606   $aTaxation$xLaw and legislation
606   $aAccounting
606   $aCorporate Finance
606   $aFiscal Law
606   $aAccounting
615  0$aBusiness enterprises$xFinance.
615  0$aTaxation$xLaw and legislation.
615  0$aAccounting.
615 14$aCorporate Finance.
615 24$aFiscal Law.
615 24$aAccounting.
676   $a346.730666
676   $a332.1
702   $aKrambia-Kapardis$b Maria$4edt$4http://id.loc.gov/vocabulary/relators/edt
906   $aBOOK
912   $a9910337677803321
996   $aFinancial Compliance$91997390
997   $aUNINA