LEADER 01505nam 2200421 450 001 9910149425103321 005 20230808200347.0 010 $a1-68328-319-8 035 $a(CKB)3710000000933339 035 $a(MiAaPQ)EBC5245610 035 $a(EXLCZ)993710000000933339 100 $a20180312h20162016 uy 0 101 0 $aeng 135 $aurcnu|||||||| 181 $2rdacontent 182 $2rdamedia 183 $2rdacarrier 200 10$aSecurities regulation in a nutshell /$fThomas Lee Hazen 205 $aEleventh edition. 210 1$aSt. Paul, Minnesota :$cWest Academic Publishing,$d2016. 210 4$dİ2016 215 $a1 online resource (259 pages) $cillustrations 225 1 $aNutshell series 300 $aIncludes index. 311 $a1-68328-318-X 327 $aIntroduction -- Regulation of public offerings -- Introduction to the Regulation of publicly-held companies -- Antifraud provisions -- Regulation of the securities business -- Regulation of investment companies and investment advisers -- Sanctions for violations -- Civil liabilities -- Extraterritorial application -- State regulation. 410 0$aNutshell series. 606 $aSecurities$zUnited States 615 0$aSecurities 676 $a346.73092 700 $aHazen$b Thomas Lee$f1947-$0285672 801 0$bMiAaPQ 801 1$bMiAaPQ 801 2$bMiAaPQ 906 $aBOOK 912 $a9910149425103321 996 $aSecurities regulation in a nutshell$92895142 997 $aUNINA