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200 10$aInvestment adviser regulation in a nutshell /$fby Jeffrey Haas, Steven Howard
210  1$aSt. Paul, Minnesota :$cThomson/West,$d2008.
210  4$dİ2008
215   $a1 online resource (368 pages) $cillustrations
300   $aIncludes index.
311   $a0-314-17265-3 
327   $aIntroduction -- Who is an investment adviser? -- Federal and state authority over investment advisers -- Hedge fund and collateralized debt obligation (CDO) advisers -- Registration and form ADV -- Advertising by investment advisers -- The advisory relationship -- Performance of duties -- Wrap fee programs -- Proprietary and insider trading -- Recordkeeping requirements -- Chief compliance officers (CCOs) and issues relating to them -- Compliance, inspection and enforcement under the Advisers Act -- Limited private right of action -- Purchase and sale of investment advisers -- Special issues relating to the advisory business.
606   $aInvestment advisors$xLegal status, laws, etc$zUnited States
606   $aBrokers$xLegal status, laws, etc$zUnited States
606   $aSecurities$zUnited States
615  0$aInvestment advisors$xLegal status, laws, etc.
615  0$aBrokers$xLegal status, laws, etc.
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200 04$aDie Zukunft der Medizin $ezwo?lf Fachleute in einem Symposium der Medizinischen Hochschule Hannover mit Antworten auf aktuelle Zukunftsfragen /$fKlas Mildenstein (herausgegeben)
210  1$aStuttgart :$cIbidem-Verlag,$d[2018]
210  4$dİ2018
215   $a1 online resource (262 pages) $cillustrations
320   $aIncludes bibliographical references.
606   $aMedicine$zGermany
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