LEADER 07065nam 2200733 450 001 9910140502703321 005 20200520144314.0 010 $a0-470-68527-1 010 $a0-470-68528-X 010 $a1-118-94050-4 035 $a(CKB)2670000000570316 035 $a(EBL)1809740 035 $a(OCoLC)890912747 035 $a(SSID)ssj0001347593 035 $a(PQKBManifestationID)11788635 035 $a(PQKBTitleCode)TC0001347593 035 $a(PQKBWorkID)11351162 035 $a(PQKB)10967568 035 $a(DLC) 2014037172 035 $a(Au-PeEL)EBL1809740 035 $a(CaPaEBR)ebr10945447 035 $a(CaONFJC)MIL649401 035 $a(CaSebORM)9780470065747 035 $a(MiAaPQ)EBC1809740 035 $a(EXLCZ)992670000000570316 100 $a20141010h20142014 uy 0 101 0 $aeng 135 $aur|n|---||||| 181 $ctxt 182 $cc 183 $acr 200 10$aHandbook of anti money laundering /$fDennis Cox 205 $a1 210 1$aChichester, England :$cWiley,$d2014. 210 4$dİ2014 215 $a1 online resource (754 p.) 300 $aIncludes index. 311 $a0-470-06574-5 311 $a1-322-18137-3 320 $aIncludes bibliographical references and index. 327 $aCover; Title Page; Copyright; Contents; Introduction; Chapter 1 What is Money Laundering?; 1.1 The Initial Concerns; 1.2 What is Money Laundering?; 1.3 The Process of Money Laundering; 1.4 The Primary Offences; 1.5 Due Diligence; 1.6 The Evasion of Taxation; 1.7 Suspicion and Reporting; 1.8 The Local Service Provider; 1.9 Licence Payments; Chapter 2 The Process of Money Laundering; 2.1 The Money-Laundering Cycle; 2.1.1 The Placement Phase; 2.1.2 The Layering Phase; 2.1.3 The Integration Phase; Chapter 3 International Money-laundering Regulation - The Role of the Financial Action Task Force 327 $a3.1 Who are the Financial Action Task Force?3.2 FATF Recommendations; 3.3 FATF High-Risk Countries; 3.4 Sound Management of Risks Related to Money Laundering and Financing of Terrorism; 3.4.1 The First Line of Defence; 3.4.2 The Second Line of Defence; 3.4.4 Risk Assessment and Management; 3.4.5 Policies and Procedures; Chapter 4 The EC Money Laundering Directives; 4.1 The Third Money Laundering Directive; 4.1.1 Background to the Directive; 4.1.2 Aims of the Directive; 4.1.3 The UK Implementation of the Directive; 4.1.4 Key Provisions of the Directive; 4.1.5 Overview of the Directive 327 $a4.2 The Fourth Money Laundering DirectiveChapter 5 UN Resolutions; 5.1 Chapter VII of the Charter of the United Nations; 5.2 Resolution 1267 (1999); 5.3 Resolution 1373 (2001); Chapter 6 The UK Regulatory Framework; 6.1 Background; 6.2 The Financial Services ACT 2012; 6.3 The Financial Conduct Authority Objectives; 6.3.1 The Integrity Objective; 6.3.2 The Protection of Consumers Objective; 6.3.3 The Competition Objective; 6.4 The Prudential Regulation Authority (PRA) Objectives; 6.4.1 Insurance Objective; 6.5 Enhancing Public Understanding of Financial Matters; 6.6 Fit and Proper Person Rules 327 $a6.7 FCA Regulation and Money-Laundering Deterrence6.8 The Proceeds of Crime ACT 2002; 6.9 Terrorism Act 2000, and the Anti-Terrorism Crime and Security ACT 2001; 6.10 Money Laundering Regulations 2007; Chapter 7 How Money-laundering-deterrence Regulations are Applied in the UK - The Joint Money Laundering Steering Group; 7.1 Membership; 7.2 The Risk-Based Approach; 7.3 The Regulatory Framework; 7.3.1 Credit Cards; 7.3.2 Electronic Money; 7.3.3 Wealth Management; 7.3.4 General Insurers; 7.3.5 Execution-only Stockbrokers (ExOs); 7.3.6 Asset Finance; 7.3.7 Corporate Finance; 7.3.8 Trade Finance 327 $a7.3.9 Correspondent Banking7.3.10 Wholesale Markets; Chapter 8 The Wolfsberg Principles; 8.1 Wolfsberg Standards; 8.1.1 Wolfsberg Anti Money Laundering Principles for Correspondent Banking (2014); 8.1.2 Wolfsberg Private Banking Principles - May 2012; 8.1.3 Statement on Anti-Corruption; 8.1.4 Wolfsberg Guidance on Mobile and Internet Payment Services (MIPS); Chapter 9 The US Regulatory Framework; 9.1 The US Patriot ACT; 9.2 The Other Key US Regulations; 9.3 Key Issues in the us Patriot ACT; 9.3.1 Civil Rights and Safety; 9.3.2 Asset Seizure; 9.3.3 Enhanced Surveillance Procedures 327 $a9.3.4 International Counter Money Laundering and Related Measures 330 $a"Effectively implement comprehensive anti-money laundering regulationsHandbook of Anti-Money Laundering details the most up-to-date regulations and provides practical guidance toward implementation. While most books focus on the regulations themselves, this useful guide goes further by explaining their meaning to bank operations, and how the rules apply to real-life scenarios. The international perspective provides a broader understanding of the anti-money laundering controls that are in place worldwide, with certain country-specific details discussed in-depth. Coverage includes the Wolfsberg Principles, Financial Action Task Force guidance, the U.S. Patriot Act, and the latest from both the EU and Bank for International Settlements.The IMF estimates that two to five per cent of the global GDP - $590 billion to $1.5 trillion - is laundered every year. Globally, banks and other financial institutions have been required to put in place specific arrangements to prevent and detect money laundering and the criminal activity that underlies it. This book provides the latest regulations and guidance toward application. Understand what money laundering regulations mean in practice Reference international and country-specific rules and regulations Get up to speed on the most current regulations and practices Implement the most effective anti-money laundering measures In response to the increased monitoring and regulation, money launderers have become more sophisticated at disguising the source of their funds. Financial institutions' employees must be ever more aware of what they're facing, and how to deal with it, making actionable guidance a critical companion to any regulatory information. For financial institutions seeking more thorough understanding and practical advice, the Handbook of Anti-Money Laundering is a comprehensive guide"--$cProvided by publisher. 330 $a"Details the most up-to-date anti-money laundering regulations and provides practical guidance toward implementation"--$cProvided by publisher. 606 $aMoney laundering$xPrevention 606 $aMoney$xLaw and legislation$xCriminal provisions 606 $aMoney laundering investigation 615 0$aMoney laundering$xPrevention. 615 0$aMoney$xLaw and legislation$xCriminal provisions. 615 0$aMoney laundering investigation. 676 $a332.1068/4 686 $aBUS027000$2bisacsh 700 $aCox$b Dennis$0999118 801 0$bMiAaPQ 801 1$bMiAaPQ 801 2$bMiAaPQ 906 $aBOOK 912 $a9910140502703321 996 $aHandbook of anti money laundering$92292238 997 $aUNINA