04032nam 2200637 a 450 991110926090332120251116170737.00-470-69938-81-282-54865-497866125486590-470-69991-4(CKB)2670000000014788(EBL)514464(OCoLC)609863015(SSID)ssj0000359539(PQKBManifestationID)11278961(PQKBTitleCode)TC0000359539(PQKBWorkID)10318070(PQKB)10835633(MiAaPQ)EBC514464(Au-PeEL)EBL514464(CaPaEBR)ebr10377805(CaONFJC)MIL254865(EXLCZ)99267000000001478820080508d2008 uy 0engurcn|||||||||txtccrEssential strategies for financial services compliance /Annie Mills1st ed.Chichester, England ;Hoboken, NJ J. Wileyc20081 online resource (378 p.)Description based upon print version of record.0-470-51904-5 Includes bibliographical references and index.Essential Strategies for Financial Services Compliance; Contents; Acknowledgements; List of Abbreviations; Preface (Or, How Not to be an Execution Officer); Foreword; PART I COMMENTARY AND CONTEXT; 1 The UK Regulatory Environment; 2 The Compliance Function; 3 The Compliance Contract; 4 Mapping Your Compliance Universe; 5 Mapping Your Corporate Universe; 6 Regulators and Other Industry Bodies; 7 The Legislative Environment and Rules Mapping; 8 Financial Products, Services and Documentation; 9 Compliance Outside the Compliance Department; 10 Key Compliance Department Activities11 Comply or Die - When Things go Wrong APPENDICES; A Routine Compliance Activities; B Routine Anti-Money Laundering Activities; C Compliance in the Front Office; D Compliance for Senior Management, the Back Office and Other Support Departments; E Compliance Conundrums - What Would You Do?; PART II COMPLIANCE PERSPECTIVES; Box 1: Acting on Principle; Box 2: ARROW; Box 3: Basel II and CRD; Box 4: Extradition; Box 5: Financial Services Action Plan; Box 6: Going Global?; Box 7: Industry Guidance; Box 8: L&G v. the FSA - Who are the real winners and losers?Box 9: Markets in Financial Instruments Directive Box 10: Money Laundering Statistics; Box 11: Prudential Regulation of Capital Adequacy; Box 12: The Enforcement Process - Getting on the wrong side of the FSA; Box 13: The Lamfalussy Process; Box 14: The Laundering Process; Box 15: Treating Customers Fairly; IndexCompliance officers perform a vital, yet unpopular role in the business world as they advise on complying with myriad rules and regulations. What is good for compliance is sometimes seen as being bad for business, making a compliance officer's role a difficult one. Essential Strategies for Financial Services Compliance offers practical guidance on how to apply a regulatory requirement to day to day situations. It also shows how to communicate the compliance department?s activities to the rest of the firm, how the role fits within the organization as a whole, what the scope and limitatioFinancial services industryLaw and legislationGreat BritainCorporate governanceLaw and legislationGreat BritainEthics and compliance officersGreat BritainHandbooks, manuals, etcFinancial services industryLaw and legislationCorporate governanceLaw and legislationEthics and compliance officers346.41/082Mills Annie1649415MiAaPQMiAaPQMiAaPQBOOK9911109260903321Essential strategies for financial services compliance3998138UNINA02961nam 2200673 a 450 991115006910332120251117074500.097808214425790821442570(CKB)2440000000014101(EBL)1743659(OCoLC)681352004(SSID)ssj0000376262(PQKBManifestationID)11298956(PQKBTitleCode)TC0000376262(PQKBWorkID)10332659(PQKB)11349599(MiAaPQ)EBC1743659(MdBmJHUP)muse9459(Au-PeEL)EBL1743659(CaPaEBR)ebr10246274(Perlego)662318(UkBuK)930317(EXLCZ)99244000000001410120070605d2007 ub 0engur|n|---|||||txtccrFighting the greater jihad Amadu Bamba and the founding of the Muridiyya of Senegal, 1853-1913 /Cheikh Anta Babou1st ed.Ohio University Press20071 online resource (319 p.)New African histories seriesDescription based upon print version of record.9780821417669 0821417665 9780821417652 0821417657 Includes bibliographical references (p. 263-283) and index.Islam, society, and power in the Wolof states -- The Mbakke: the foundations of family traditions -- The emergence of Amadu Bamba, 1853-95 -- The founding of the Muridiyya -- Murid conflict with the French colonial administration, 1889-1902 -- Slow path toward accommodation I: the time of rapprochement -- Slow path toward accommodation II: making Murid space in colonial Bawol -- Conclusion. In Senegal, the Muridiyya, a large Islamic Sufi order, is the single most influential religious organization, including among its numbers the nation's president. Yet little is known of this sect in the West. Drawn from a wide variety of archival, oral, and iconographic sources in Arabic, French, and Wolof, Fighting the Greater Jihad offers an astute analysis of the founding and development of the order and a biographical study of its founder, Cheikh Amadu Bamba Mbacke. Cheikh Anta Babou explores the forging of Murid identity and pedagogy around the person and initiative ofNew African histories series.MurīdīyahSenegalBiographyIslam and politicsSenegalHistoryIslamic sectsSenegalMurīdīyahIslam and politicsHistory.Islamic sects297.4/8Babou Cheikh Anta Mbacké1715584MiAaPQMiAaPQMiAaPQBOOK9911150069103321Fighting the greater jihad4833671UNINA