03135nam 2200685Ia 450 991097323000332120200520144314.01-282-46132-X97866124613230-8213-8254-310.1596/978-0-8213-8253-0(CKB)2550000000005670(EBL)476174(OCoLC)608786584(SSID)ssj0000333514(PQKBManifestationID)11255761(PQKBTitleCode)TC0000333514(PQKBWorkID)10355039(PQKB)11183973(Au-PeEL)EBL476174(CaPaEBR)ebr10364103(CaONFJC)MIL246132(The World Bank)ocn489009668(US-djbf)16177064(Perlego)1483580(MiAaPQ)EBC476174(EXLCZ)99255000000000567020091210d2010 uf 0engurcn|||||||||txtrdacontentcrdamediacrrdacarrierComparing European and U.S. securities regulations MiFID versus corresponding U.S. regulations /Tanja Boskovic, Caroline Cerruti, Michel Noel1st ed.Washington, D.C. World Bankc2010viii, 173 pages ;26 cmWorld Bank working paper,1726-5878 ;no. 184Description based upon print version of record.0-8213-8253-5 Includes bibliographical references (p. 172-173).Contents; Acknowledgments; Acronyms and Abbreviations; Executive Summary; Introduction; 1. Regulatory Framework and Oversight; 2. Scope of the Securities Regulations; 3. Objectives of the Securities Regulations in Europe and the United States; 4. Implementation of the Different Objectives; 5. Post-Financial Crisis Lessons; 6. Conclusion and Areas for Future Research; Appendixes; ReferencesThe paper compares the EU and US securities regulations, and specifically MiFID with the corresponding US regulations. It primarily focuses on the regulatory and supervisory framework, trading venues, and the provision of investment services.The paper argues that the architecture and some of the rules regarding securities markets are different in the two regions, but the objectives and some of the outcomes are similar. It looks at the regulatory frameworks, the scope and objectives of securities regulations, the rules implementing the different objectives, and draws some crisis-related lessonsWorld Bank working paper ;no. 184.SecuritiesEuropean Union countriesSecuritiesUnited StatesSecuritiesSecurities346.0926094Boskovic Tanja1805013Cerruti Caroline1805014Noel Michel1954-1083038World Bank.MiAaPQMiAaPQMiAaPQBOOK9910973230003321Comparing European and U.S. securities regulations4353345UNINA