03031nam 2200613Ia 450 991087655950332120200520144314.01-119-20711-81-280-44913-697866104491320-470-86930-5(CKB)1000000000356014(EBL)257716(OCoLC)475974381(SSID)ssj0000177189(PQKBManifestationID)12008065(PQKBTitleCode)TC0000177189(PQKBWorkID)10210990(PQKB)11401843(MiAaPQ)EBC257716(EXLCZ)99100000000035601420060213d2006 uy 0engur|n|---|||||txtccrImplementing financial regulation theory and practice /Joanna Gray and Jenny HamiltonChichester, England ;Hoboken, NJ John Wiley & Sonsc20061 online resource (287 p.)Wiley financeDescription based upon print version of record.0-470-86929-1 Includes bibliographical references and index.Implementing Financial Regulation; Contents; Preface; Acknowledgements; 1 Regulation in Context; 2 Aligning Risk and Regulation: FSA's Risk-Based Operating Framework; 3 Regulation within the Regulated Firm: Legislation and Rules; 4 Senior Management Regulation: Evidence and Practice Since N2; 5 The Wider Regulatory and Legal Context for Senior Management; 6 Regulation and the Emergence of the Financial Citizen; 7 An Illustrated Critique of Meta Regulation and Concluding Comments; IndexNow that the Financial Services and Markets Act 2000 has had a chance to bed itself down and the Financial Services Authority (FSA) is developing its new regulatory toolkit and modus operandi, financial regulation has moved on in interesting directions. This book takes a critical look at the principles and practices behind this regulation, as well as the theory that is involved. This book goes further than a description of the laws that are currently out there, by analysing the impact and implications of the new financial regulations, making it a 'must-read' for law, finance anWiley finance series.Financial services industryLaw and legislationGreat BritainFinancial services industryState supervisionGreat BritainFinancial services industryGreat BritainFinancial services industryLaw and legislationFinancial services industryState supervisionFinancial services industry346.41/082346.4108Gray JoannaL. L .B.251042Hamilton Jenny1957-1756459MiAaPQMiAaPQMiAaPQBOOK9910876559503321Implementing financial regulation4193739UNINA