04000nam 22006974a 450 991083007900332120170815163823.01-119-20150-01-280-85530-497866108553080-470-14494-7(CKB)1000000000354963(EBL)292494(OCoLC)150888255(SSID)ssj0000077852(PQKBManifestationID)11115935(PQKBTitleCode)TC0000077852(PQKBWorkID)10060717(PQKB)10883758(MiAaPQ)EBC292494(CaSebORM)9780471746867(EXLCZ)99100000000035496320061120d2007 uy 0engur|n|---|||||txtccrSarbanes-Oxley ongoing compliance guide[electronic resource] key processes and summary checklists /Anne M. Marchetti1st editionHoboken, NJ John Wiley & Sons, Inc.c20071 online resource (92 p.)Includes index.0-471-74686-X Includes bibliographical references and index.SARBANES-OXLEY ONGOING COMPLIANCE GUIDE; DEDICATION; TABLE OF CONTENTS; PREFACE; CHAPTER 1: THE PATH TO ONGOING COMPIANCE; THE ORIGINS OF THE SARBANES-OXLEY ACT; GENERATING VALUE FROM COMPLIANCE; MOVING BEYOND INITIAL COMPLIANCE; REMEDIATION PRIORITIZATION; CHAPTER 2: OPTIMIZING COMPLIANCE EFFORTS; CURRENT COMPLIANCE CHALLENGES; FUTURE STATE OPPORTUNITY: COMPIANCE OPTIMIZATION; ISSUES TO CONSIDER WHEN OPTIMIZING COMPLIANCE; RIGHT-SIZING BEST PRACTICES; THE ROLE OF INTERNAL AUDIT: BALANCING THE COMPLIANCE AND AUDIT FUNCTIONS; THE EVOLVING ROLE OF THE AUDIT COMMITTEECHAPTER 3: THE TIME HAS COME FOR ERMTHE BENEFITS OF ERM: VALUE PRESERVATION AND CREATION; IMPLEMENTING ERM; ENTERPRISE RISK MANAGEMENT CYCLE; RISK MANAGEMENT REQUIRES A WELL-INFORMED AUDIT COMMITTEE; MAXIMIZE FUTURE PERFORMANCE THROUGH BPM AND ERM INTEGRATION; CHAPTER 4: ADDRESSING COMPLIANCE CHALLENGES THROUGH AUTOMATION; SOFTWARE CAN ADD VALUE BEYOND COMPLIANCE; CONTINUOUS MONITORING TOOL CONSIDERATIONS; THE CONTINUOUS MONITORING PROCESS; RISK MANAGEMENT SOFTWARE; UNIFYING FINANCIAL STATEMENTS, CLOSE TASKS, AND SOX CONTROLS; APPENDIX A: Ongoing Compliance Checklist; PLAN, DESIGN, AND BUILDIMPLEMENTINDEXQuick and easy implementation and maintenance guide for ongoing Sarbanes-Oxley compliance For most companies, achieving compliance to the Sarbanes-Oxley Act (SOX) has proven to be more challenging, and more costly, than initially anticipated. In many cases, initial and second-year compliance efforts were found to have strained company resources, causing a shift of focus away from such areas as internal audit in order to meet SOX requirements. Sarbanes-Oxley Ongoing Compliance Guide: Key Processes and Summary Checklists provides controllers, CFOs, and auditors with step-by-steCorporationsAccountingLaw and legislationUnited StatesCorporationsAuditingLaw and legislationUnited StatesFinancial statementsLaw and legislationUnited StatesCorporationsUnited StatesAccountingCorporationsUnited StatesAuditingFinancial statementsUnited StatesCorporationsAccountingLaw and legislationCorporationsAuditingLaw and legislationFinancial statementsLaw and legislationCorporationsAccounting.CorporationsAuditing.Financial statements346.730664658.151Marchetti Anne M.1963-1672746MiAaPQMiAaPQMiAaPQBOOK9910830079003321Sarbanes-Oxley ongoing compliance guide4036299UNINA