05727oam 22013454 450 991081319410332120240402134213.01-4755-2439-01-4755-2391-21-4755-1809-9(CKB)2550000001276656(EBL)1676594(SSID)ssj0001217742(PQKBManifestationID)11976852(PQKBTitleCode)TC0001217742(PQKBWorkID)11207122(PQKB)10594808(MiAaPQ)EBC1676594(Au-PeEL)EBL1676594(CaPaEBR)ebr10861166(CaONFJC)MIL598657(OCoLC)878263386(IMF)1CANEE2014011(IMF)1CANEA2014011(EXLCZ)99255000000127665620020129d2014 uf 0engurcnu||||||||txtccrCanada : Financial Sector Assessment Program-IOSCO Objectives and Principles of Securities Regulation-Detailed Assessment of Implementation1st ed.Washington, D.C. :International Monetary Fund,2014.1 online resource (245 p.)IMF Staff Country ReportsDescription based upon print version of record.1-4755-2385-8 1-306-67406-9 Cover; CONTENTS; GLOSSARY; SUMMARY; INTRODUCTION AND SCOPE; DESCRIPTION OF REGULATORY STRUCTURE AND PRACTICES; MARKET STRUCTURE; A. Markets; TABLES; 1. ATS; B. CIS; FIGURE; 1. Market Share Trend (TSX Listed Stocks); 2. Fund Type by AUM; C. Intermediaries; GENERAL PRECONDITIONS FOR EFFECTIVE SECURITIES REGULATION; MAIN FINDINGS; 3. Summary Implementation of the IOSCO Principles-Detailed Assessments; 4. Recommended Action Plan to Improve Implementation of the IOSCO Principles; A. Authorities' Response to the Assessment; DETAILED ASSESSMENT5. Detailed Assessment of Implementation of the IOSCO PrinciplesThis paper presents an assessment IMF report on implementation of the International Organization of Securities Commission (IOSCO) principles in Canada. It highlights that developing an integrated and robust view of risks to support supervisory actions remains a key challenge. The IMF report suggests that the securities regulators should continue to take steps to ensure timely decision making in policy formulation. However, the current governance arrangements, based on a consensus building approach across several entities, is expected to affect timeliness of decision making.IMF Staff Country Reports; Country Report ;No. 2014/073SecuritiesState supervisionCanadaEvaluationSecuritiesState supervisionCanadaAccountingimfInvestments: GeneralimfPublic FinanceimfIndustries: Financial ServicesimfBusiness and FinancialimfGeneral Financial Markets: General (includes Measurement and Data)imfPublic AdministrationimfPublic Sector Accounting and AuditsimfAuditingimfPension FundsimfNon-bank Financial InstitutionsimfFinancial InstrumentsimfInstitutional InvestorsimfCorporation and Securities LawimfInvestment & securitiesimfFinancial reporting, financial statementsimfManagement accounting & bookkeepingimfFinanceimfFinancial services law & regulationimfSecuritiesimfFinancial statementsimfMutual fundsimfSecurities regulationimfFinancial institutionsimfPublic financial management (PFM)imfFinancial regulation and supervisionimfFinancial instrumentsimfFinance, PublicimfNonbank financial institutionsimfLaw and legislationimfCanadaimfSecuritiesState supervisionEvaluation.SecuritiesState supervisionAccountingInvestments: GeneralPublic FinanceIndustries: Financial ServicesBusiness and FinancialGeneral Financial Markets: General (includes Measurement and Data)Public AdministrationPublic Sector Accounting and AuditsAuditingPension FundsNon-bank Financial InstitutionsFinancial InstrumentsInstitutional InvestorsCorporation and Securities LawInvestment & securitiesFinancial reporting, financial statementsManagement accounting & bookkeepingFinanceFinancial services law & regulationSecuritiesFinancial statementsMutual fundsSecurities regulationFinancial institutionsPublic financial management (PFM)Financial regulation and supervisionFinancial instrumentsFinance, PublicNonbank financial institutionsLaw and legislation332.152International Monetary Fund,DcWaIMFBOOK9910813194103321Canada179841UNINA