06346oam 22014054 450 991079116230332120200520144314.01-4983-9268-71-4983-0801-51-4983-6374-1(CKB)2550000001327887(EBL)1727627(SSID)ssj0001305918(PQKBManifestationID)11859726(PQKBTitleCode)TC0001305918(PQKBWorkID)11273770(PQKB)10602664(MiAaPQ)EBC1727627(Au-PeEL)EBL1727627(CaPaEBR)ebr10890198(CaONFJC)MIL624931(OCoLC)883567840(IMF)1IRLEE2014002(IMF)1IRLEA2014002(EXLCZ)99255000000132788720020129d2014 uf 0engurcnu||||||||txtccrIreland : Detailed Assessment of Observance of IOSCO Objectives and Principles of Securities RegulationWashington, D.C. :International Monetary Fund,2014.1 online resource (202 p.)IMF Staff Country ReportsDescription based upon print version of record.1-4983-1185-7 1-306-93680-2 Cover; CONTENTS; GLOSSARY; SUMMARY, KEY FINDINGS, AND RECOMMENDATIONS; INTRODUCTION; A. Information and Methodology Used for Assessment; INSTITUTIONAL AND MARKET STRUCTURE-OVERVIEW; TABLES; 1. ISE Member Firms; 2. Numbers of Market Intermediaries; PRECONDITIONS FOR EFFECTIVE SECURITIES REGULATION; A. Main Findings; B. Summary Implementation of the IOSCO Principles-Detailed Assessments; RECOMMENDED ACTION AND AUTHORITIES' RESPONSE; A. Recommended Action; B. Authorities' Response to the Assessment; DETAILED ASSESSMENT; A. Detailed Assessment of Implementation of the IOSCO PrinciplesThis Detailed Assessment of Observance assessment of Ireland was carried out using the 2011 International Organization of Securities Commissions (IOSCO) Methodology for Assessing Implementation of the IOSCO Principles. The legal framework is robust and provides the Central Bank of Ireland with broad supervisory, investigative and enforcement powers. There are arrangements for on-site and off-site monitoring of regulated entities. Thematic reviews in selected areas have complemented such monitoring. The Central Bank and the Irish Stock Exchange have also developed sound systems for market surveillance. Certain aspects of the legal provisions regarding the governance structure of the Central Bank of Ireland raise concerns about its independence, although there were no indications of any interference with day-to-day operations. The regime that applies to entities that have issued their securities to the public where their securities are not admitted to trading on a regulated market needs to be strengthened. The Central Bank of Ireland lacks the power to appoint administrators to investments firms in the event of financial difficulties within the firm.IMF Staff Country Reports; Country Report ;No. 2014/136Banks and bankingEconomic developmentInternational financeAccountingimfBanks and BankingimfFinance: GeneralimfInvestments: GeneralimfIndustries: Financial ServicesimfPublic FinanceimfBanksimfDepository InstitutionsimfMicro Finance InstitutionsimfMortgagesimfGeneral Financial Markets: General (includes Measurement and Data)imfFinancial Institutions and Services: Government Policy and RegulationimfPublic AdministrationimfPublic Sector Accounting and AuditsimfPension FundsimfNon-bank Financial InstitutionsimfFinancial InstrumentsimfInstitutional InvestorsimfAuditingimfBankingimfFinanceimfInvestment & securitiesimfFinancial reporting, financial statementsimfManagement accounting & bookkeepingimfSecuritiesimfFinancial servicesimfFinancial statementsimfFinancial instrumentsimfFinancial institutionsimfPublic financial management (PFM)imfBanks and bankingimfFinancial services industryimfFinance, PublicimfIrelandimfBanks and banking.Economic development.International finance.AccountingBanks and BankingFinance: GeneralInvestments: GeneralIndustries: Financial ServicesPublic FinanceBanksDepository InstitutionsMicro Finance InstitutionsMortgagesGeneral Financial Markets: General (includes Measurement and Data)Financial Institutions and Services: Government Policy and RegulationPublic AdministrationPublic Sector Accounting and AuditsPension FundsNon-bank Financial InstitutionsFinancial InstrumentsInstitutional InvestorsAuditingBankingFinanceInvestment & securitiesFinancial reporting, financial statementsManagement accounting & bookkeepingSecuritiesFinancial servicesFinancial statementsFinancial instrumentsFinancial institutionsPublic financial management (PFM)Banks and bankingFinancial services industryFinance, Public332.1DcWaIMFBOOK9910791162303321Ireland222393UNINA