06150oam 22013454 450 991079071400332120230803022731.01-4755-6571-21-4755-2897-31-4755-2064-6(CKB)2550000001180095(EBL)1588596(SSID)ssj0001168179(PQKBManifestationID)11754513(PQKBTitleCode)TC0001168179(PQKBWorkID)11142684(PQKB)10472380(MiAaPQ)EBC1588596(Au-PeEL)EBL1588596(CaPaEBR)ebr10825493(CaONFJC)MIL560209(OCoLC)867928649(IMF)1SGPEE2013007(IMF)1SGPEA2013007(EXLCZ)99255000000118009520020129d2013 uf 0engurcnu||||||||txtccrSingapore : Detailed Assessment of Implementation-IOSCO Objectives and Principles of Securities RegulationWashington, D.C. :International Monetary Fund,2013.1 online resource (242 p.)IMF Staff Country ReportsDescription based upon print version of record.1-4755-2836-1 1-306-28958-0 Cover; CONTENTS; GLOSSARY; EXECUTIVE SUMMARY; INTRODUCTION; INFORMATION METHODOLOGY USED FOR ASSESSMENT; REGULATORY STRUCTURE; LEGAL FRAMEWORK; MARKET STRUCTURE; A. Market Intermediaries; TABLES; 1. Market Intermediaries; 2. Singapore Exchange Limited Members; B. Collective Investment Schemes; 3. Singapore Mercantile Exchange Pte. Ltd.; 4. Number of Authorized and Recognized CIS(offered to retail investors); 5. AUM by Fund Types; C. Markets; 6. Total AUM of ETFs and Total Market Capitalization of REITs (Closed-End Property Funds); 7. SGX-Catalist Turnover and Size8. SGX-Mainboard Turnover and Size 9. SMX-Turnover and Size; D. Preconditions for Effective Securities Regulation; MAIN FINDINGS; 10. Summary Implementation of the IOSCO Principles-Detailed Assessments; 11. Recommended Action Plan to Improve Implementation of the IOSCO Principles; DETAILED ASSESSMENT; 12. Detailed Assessment of Implementation of the IOSCO PrinciplesThis paper discusses the findings of the Detailed Assessment of Implementation on the International Organization of Securities Commissions (IOSCO) Objectives and Principles of Securities Regulation on Singapore. Overall compliance with IOSCO principles is generally high, although the assessors identified some vulnerabilities that need to be resolved. The Monetary Authority of Singapore’s (MAS) enforcement philosophy as regards securities markets and the financial intermediaries active therein is cogent, with outcomes focused and well developed. The Securities and Futures Act (Cap. 289) provides an effective framework to enable the sharing of information and cooperation between MAS and foreign regulators on supervisory and enforcement matters.IMF Staff Country Reports; Country Report ;No. 2013/344Banks and bankingSingaporeAccountingimfInvestments: GeneralimfMoney and Monetary PolicyimfPublic FinanceimfIndustries: Financial ServicesimfGeneral Financial Markets: General (includes Measurement and Data)imfPublic AdministrationimfPublic Sector Accounting and AuditsimfAuditingimfMonetary PolicyimfFinancial Institutions and Services: Government Policy and RegulationimfPension FundsimfNon-bank Financial InstitutionsimfFinancial InstrumentsimfInstitutional InvestorsimfInvestment & securitiesimfFinancial reporting, financial statementsimfManagement accounting & bookkeepingimfMonetary economicsimfFinanceimfSecuritiesimfFinancial statementsimfStanding facilitiesimfFinancial servicesimfFinancial institutionsimfPublic financial management (PFM)imfMonetary policyimfHedge fundsimfFinancial instrumentsimfFinance, PublicimfFinancial services industryimfSingaporeEconomic conditionsSingaporeimfBanks and bankingAccountingInvestments: GeneralMoney and Monetary PolicyPublic FinanceIndustries: Financial ServicesGeneral Financial Markets: General (includes Measurement and Data)Public AdministrationPublic Sector Accounting and AuditsAuditingMonetary PolicyFinancial Institutions and Services: Government Policy and RegulationPension FundsNon-bank Financial InstitutionsFinancial InstrumentsInstitutional InvestorsInvestment & securitiesFinancial reporting, financial statementsManagement accounting & bookkeepingMonetary economicsFinanceSecuritiesFinancial statementsStanding facilitiesFinancial servicesFinancial institutionsPublic financial management (PFM)Monetary policyHedge fundsFinancial instrumentsFinance, PublicFinancial services industry332.1/52International Monetary Fund.DcWaIMFBOOK9910790714003321Singapore453486UNINA