04389nam 22007695 450 991077025660332120251008164956.0979886880066510.1007/979-8-8688-0066-5(MiAaPQ)EBC31009076(Au-PeEL)EBL31009076(OCoLC)1414384148(OCoLC-P)1414384148(CKB)29337974900041(CaSebORM)9798868800665(OCoLC)1414458856(Perlego)4515831(DE-He213)979-8-8688-0066-5(EXLCZ)992933797490004120231208d2023 u| 0engurcnu||||||||txtrdacontentcrdamediacrrdacarrierAnti-Money Laundering in a Nutshell Awareness and Compliance for Financial Personnel and Business Managers /by Kevin Sullivan2nd ed. 2023.Berkeley, CA :Apress :Imprint: Apress,2023.1 online resource (303 pages)9798868800658 1. What is Money Laundering? -- 2. Methods of Money Laundering -- 3. Federal Regulations -- 4. Building a Quality AML Program for Financial Institutions -- 5. Know Your Customer and Customer Identification Program -- 6. A SAR Is Born -- 7. Money Laundering for Law Enforcement -- 8. International Standards Laundering -- 9. FRAML -- 10. What Could Possibly Go Wrong? -- Appendix A: Money-laundering Red Flags -- Appendix B: Code of Federal Regulations Title 31 Section 103.18. .Money laundering is endemic. As much as 5 percent of global GDP ($3.6 trillion) is laundered by criminals each year. It’s no wonder that every financial institution in the United States must comply with complex requirements mandated by a welter of federal anti–money laundering (AML) laws. Financial institutions and businesses that unknowingly serve as conduits for money laundering are no less liable to prosecution and fines than those that condone or abet it. This new edition will update the topics discussed, and introduce the changes and updates including information on the AMLA Act of 2020, new EU standards and directives, anti-money laundering on digital currencies, human and wildlife trafficking and more Author Kevin Sullivan draws on a distinguished career as an AML investigator and consultant to teach personnel in financial institutions and law enforcement what money laundering is, who does it, how they do it, how to prevent it, how to detect it, and how to reportit in compliance with federal law. He traces the dynamic interplay among employees, regulatory examiners, compliance officers, fraud and forensic accountants and technologists, criminal investigators, and prosecutors in following up on reports, catching launderers, and protecting the integrity and reputations of financial institutions and businesses. Highly rated on Amazon and a Top 10 ranked book on Compliance, Anti–Money Laundering in a Nutshell is a concise, accessible, and practical guide to compliance with anti–money laundering law for professionals who are required, under penalty of hefty fines, to get anti–money laundering training.FinanceFinancial risk managementFinancial engineeringBusinessManagement scienceEconomicsPsychological aspectsEconomicsFinancial EconomicsRisk ManagementFinancial Technology and InnovationBusiness and ManagementBehavioral FinanceEconomicsFinance.Financial risk management.Financial engineering.Business.Management science.EconomicsPsychological aspects.Economics.Financial Economics.Risk Management.Financial Technology and Innovation.Business and Management.Behavioral Finance.Economics.364.2Sullivan Kevin926540MiAaPQMiAaPQMiAaPQBOOK9910770256603321Anti-Money Laundering in a Nutshell2495893UNINA05336nam 2200673Ia 450 991095628910332120251116203806.09780470385913047038591X(CKB)1000000000413609(EBL)343712(OCoLC)608622791(SSID)ssj0000077842(PQKBManifestationID)11110360(PQKBTitleCode)TC0000077842(PQKBWorkID)10060322(PQKB)11123229(MiAaPQ)EBC343712(EXLCZ)99100000000041360920080527d2008 uy 0engur|n|---|||||txtccrSAP GRC for dummies /by Denise Vu Broady and Holly A. RolandHoboken, NJ Wileyc20081 online resource (362 p.)--For dummiesDescription based upon print version of record.9780470333174 0470333170 Includes bibliographical references and index.SAP GRC for Dummies; Contents at a Glance; Table of Contents; Introduction; About This Book; Foolish Assumptions; How This Book Is Organized; Icons Used in This Book; Where to Go from Here; Part I: Governance, Risk, and Compliance Demystified; Chapter 1: The ABCs of GRC; Getting to Know GRC; Getting in the Business Drivers' Seat; Getting Motivated to Make the Most of GRC; Introducing the GRC Stakeholders; Understanding GRC by the Letters; C Is for Compliance: Playing by the Rules; R Is for Risk: Creating Opportunity; G Is for Governance: Keeping Focused and Current; Hitting the Audit TrailDesigning Your Approach to GRCWhat GRC Solutions Provide; Chapter 2: Risky Business: Turning Risks into Opportunities; Discovering Enterprise Risk Management; Defining Risk; Ignoring Risk (At Your Peril); Sorting Through the Approaches to Risk Management; Identifying the Critical Components of a Successful Risk Management Framework; Taking the Four Steps to Enterprise Risk Management; Analyzing What Went Wrong: When Risk Becomes Reality; Automating the Risk Management Cycle; Taking the SAP Approach: SAP GRC Risk Management; Using SAP GRC Risk Management: A Fictional Case StudyUsing SAP Risk Management: An SAP Case StudyGleaning the Benefits of SAP GRC Risk Management; Chapter 3: Governance: GRC in Action; Getting to Know Governance; Gleaning the Benefits of Good Governance; Drafting Governance Blueprints; Creating a Framework for Great Governance; Evaluating Your Governance Framework; Hurdles to Instituting and Maintaining a Good Framework; Making the Argument for Automation; The SAP Approach: Integrated Holistic IT for GRC; Coming to Grips with Governance; Part II: Diving into GRC; Chapter 4: How Sarbanes and Oxley Changed Our LivesFiguring Out Whether SOX Applies to YouDiscovering Why SOX Became Necessary; Who Are Sarbanes and Oxley, Anyway?; Breaking Down SOX to the Basics; Information Technology: SOX in a Box; Paying Up: What's SOX Going to Cost You?; Setting the Record Straight; Other Laws You Need to Know About; We're All In This Together: Convergence; Sorting Out the Benefits of SOX; Chapter 5: Fraud, Negligence, and Entropy: What Can Go Wrong and How to Prevent It; Defining Fraud; Negligence: More Likely Than Fraud; Entropy: Errors, Omissions, and Inefficiencies; Cleaning Up: The Mop-Up OperationChapter 6: Access Control and the Role of RolesUnderstanding Access Control and Roles; Getting a Handle on Access Control; How Access Control Got Messy; Getting Clean; Staying Clean; Managing Exceptional Access; The SAP Approach: SAP GRC Access Control; Where Do You Go from Here?; Chapter 7: Taking Steps toward Better Internal Controls; Understanding Internal Controls; Exploring the Benefits of Better Controls; Seeing How Automating Controls Makes Things Easier; Taking Five Steps to Better Internal Controls; Getting to Know the SAP Approach: SAP GRC Process ControlChapter 8: It's a Small World: Effectively Managing Global TradeGovernance, risk, and compliance-these three big letters can add up to one giant headache. But GRC doesn't have to be a boil on your corporate behind. SAP GRC For Dummies untangles the web of regulations that confronts your company and introduces you to software solutions the not only keep you in compliance, but also make your whole enterprise stronger. This completely practical guide starts with a big-picture look and GRC and explains how it can help your organization grow. You'll find out why these regulations were enacted; what you can do to ensure compliance; and how compliance ca--For dummies.Governance Risk ComplianceSapBusinessComputer programsClient/server computingSap.BusinessComputer programs.Client/server computing.658.045658.4038028553Vu Broady Denise1856937Roland Holly A1856938MiAaPQMiAaPQMiAaPQBOOK9910956289103321SAP GRC for dummies4456861UNINA