01807nam 2200373 a 450 991070336460332120121010115500.0(CKB)4950000000072553(OCoLC)794592834(EXLCZ)99495000000007255320120601d2012 ua 0engurbn||||a||||txtrdacontentcrdamediacrrdacarrierEnsuring appropriate regulatory oversight of broker-dealers and legislative proposals to improve investment adviser oversight[electronic resource] hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Twelfth Congress, first session, September 13, 2011Washington :U.S. G.P.O.,2012.1 online resource (vi, 569 pages) illustrationsTitle from title screen (viewed on June 1, 2012).Paper version available for sale by the Supt. of Docs., U.S. G.P.O."Serial no. 112-58."Includes bibliographical references.Ensuring Appropriate Regulatory Oversight of Broker-Dealers and Legislative Proposals to Improve Investment Adviser OversightStockbrokersLegal status, laws, etcUnited StatesInvestment advisorsLegal status, laws, etcUnited StatesStockbrokersLegal status, laws, etc.Investment advisorsLegal status, laws, etc.GPOGPOBOOK9910703364603321Ensuring appropriate regulatory oversight of broker-dealers and legislative proposals to improve investment adviser oversight3496551UNINA