03199nam 2200469 450 991064038110332120230510080828.09783662667484(electronic bk.)978366266747710.1007/978-3-662-66748-4(MiAaPQ)EBC7175161(Au-PeEL)EBL7175161(CKB)25994483500041(DE-He213)978-3-662-66748-4(PPN)26781304X(EXLCZ)992599448350004120230510d2023 uy 0engurcnu||||||||txtrdacontentcrdamediacrrdacarrierTools of effective compliance proven measures for compliance officers /Thomas Schneider1st ed. 2023.Berlin :Springer,[2023]©20231 online resource (242 pages)Print version: Schneider, Thomas Tools of Effective Compliance Berlin, Heidelberg : Springer Berlin / Heidelberg,c2023 9783662667477 Background and foundation of compliance -- Decisions, goals, and planning -- Compliance officer appearance -- Supervisors, groups, and entry-level employees -- Partners, allies, competitors -- Audits and training -- Conflicts, compliance violation, and detection -- Development and perspectives.Unlike many standard works on compliance, this book focuses not on the goals, but on the means that enable effective compliance. From the internal perspective of the compliance officer, everyday problems are addressed and solved with the help of concrete, tried-and-tested measures. Based on the tension between profit generation and compliance, ethical principles as well as the appearance of compliance, its handling of contacts and its procedure in the event of violations are also discussed. Psychological and sociological insights broaden the perspective, put people at the center and offer new starting points for designing successful compliance. The content Background and foundation of compliance Decisions, goals and planning Appearance of the compliance officer Supervisors, groups and newcomers to the profession Partners, allies, competitors Audits and training Conflicts, compliance violations and detection Development and perspectives The author Thomas Schneider holds a degree in business administration. After working for many years as an internal auditor for a Dax 40 company, he has been responsible for the compliance management of a medium-sized steel trader in Essen for several years. He regularly publishes articles and books on the subject of compliance and speaks at conferences. The translation was done with the help of artificial intelligence. A subsequent human revision was done primarily in terms of content.Compliance auditingTrade regulationEvaluationCompliance auditing.Trade regulationEvaluation.657.458Schneider Thomas517459MiAaPQMiAaPQMiAaPQ9910640381103321Tools of Effective Compliance3251565UNINA