02990nam 2200637Ia 450 991045710650332120200520144314.01-282-46132-X97866124613230-8213-8254-3(CKB)2550000000005670(EBL)476174(OCoLC)608786584(SSID)ssj0000333514(PQKBManifestationID)11255761(PQKBTitleCode)TC0000333514(PQKBWorkID)10355039(PQKB)11183973(MiAaPQ)EBC476174(Au-PeEL)EBL476174(CaPaEBR)ebr10364103(CaONFJC)MIL246132(EXLCZ)99255000000000567020091210d2010 uf 0engur|n|---|||||txtccrComparing European and U.S. securities regulations[electronic resource] MiFID versus corresponding U.S. regulations /Tanja Boskovic, Caroline Cerruti, Michel NoelWashington, D.C. World Bankc20101 online resource (186 p.)World Bank working paper,1726-5878 ;no. 184Description based upon print version of record.0-8213-8253-5 Includes bibliographical references (p. 172-173).Contents; Acknowledgments; Acronyms and Abbreviations; Executive Summary; Introduction; 1. Regulatory Framework and Oversight; 2. Scope of the Securities Regulations; 3. Objectives of the Securities Regulations in Europe and the United States; 4. Implementation of the Different Objectives; 5. Post-Financial Crisis Lessons; 6. Conclusion and Areas for Future Research; Appendixes; ReferencesThe paper compares the EU and US securities regulations, and specifically MiFID with the corresponding US regulations. It primarily focuses on the regulatory and supervisory framework, trading venues, and the provision of investment services.The paper argues that the architecture and some of the rules regarding securities markets are different in the two regions, but the objectives and some of the outcomes are similar. It looks at the regulatory frameworks, the scope and objectives of securities regulations, the rules implementing the different objectives, and draws some crisis-related lessonsWorld Bank working paper ;no. 184.SecuritiesEuropean Union countriesSecuritiesUnited StatesElectronic books.SecuritiesSecurities346.0926094Bošković Tanja1041659Cerruti Caroline911406Noël Michel1954-882145World Bank.MiAaPQMiAaPQMiAaPQBOOK9910457106503321Comparing European and U.S. securities regulations2465337UNINA