01505nam 2200421 450 991014942510332120230808200347.01-68328-319-8(CKB)3710000000933339(MiAaPQ)EBC5245610(EXLCZ)99371000000093333920180312h20162016 uy 0engurcnu||||||||rdacontentrdamediardacarrierSecurities regulation in a nutshell /Thomas Lee HazenEleventh edition.St. Paul, Minnesota :West Academic Publishing,2016.©20161 online resource (259 pages) illustrationsNutshell seriesIncludes index.1-68328-318-X Introduction -- Regulation of public offerings -- Introduction to the Regulation of publicly-held companies -- Antifraud provisions -- Regulation of the securities business -- Regulation of investment companies and investment advisers -- Sanctions for violations -- Civil liabilities -- Extraterritorial application -- State regulation.Nutshell series.SecuritiesUnited StatesSecurities346.73092Hazen Thomas Lee1947-285672MiAaPQMiAaPQMiAaPQBOOK9910149425103321Securities regulation in a nutshell2895142UNINA