01227nam 2200409 450 991013667660332120230725063032.01-62810-605-0(CKB)3710000000907394(MiAaPQ)EBC5245288(EXLCZ)99371000000090739420180312h20112011 uy 0engurcnu||||||||rdacontentrdamediardacarrierBroker-dealer regulation in a nutshell /Thomas Lee HazenSecond edition.St. Paul, Minnesota :West Academic Publishing,2011.©20111 online resource (167 pages)Nutshell series0-314-18957-2 Includes bibliographical references and index.Nutshell series.StockbrokersLegal status, laws, etcUnited StatesStockbrokersLegal status, laws, etc.346.730926Hazen Thomas Lee1947-285672MiAaPQMiAaPQMiAaPQBOOK9910136676603321Broker-dealer regulation in a nutshell2879615UNINA