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Record Nr. |
UNINA9910973230003321 |
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Autore |
Boskovic Tanja |
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Titolo |
Comparing European and U.S. securities regulations : MiFID versus corresponding U.S. regulations / / Tanja Boskovic, Caroline Cerruti, Michel Noel |
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Pubbl/distr/stampa |
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Washington, D.C., : World Bank, c2010 |
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ISBN |
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1-282-46132-X |
9786612461323 |
0-8213-8254-3 |
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Edizione |
[1st ed.] |
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Descrizione fisica |
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viii, 173 pages ; ; 26 cm |
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Collana |
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World Bank working paper, , 1726-5878 ; ; no. 184 |
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Altri autori (Persone) |
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CerrutiCaroline |
NoelMichel <1954-> |
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Disciplina |
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Soggetti |
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Securities - European Union countries |
Securities - United States |
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Lingua di pubblicazione |
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Formato |
Materiale a stampa |
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Livello bibliografico |
Monografia |
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Note generali |
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Description based upon print version of record. |
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Nota di bibliografia |
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Includes bibliographical references (p. 172-173). |
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Nota di contenuto |
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Contents; Acknowledgments; Acronyms and Abbreviations; Executive Summary; Introduction; 1. Regulatory Framework and Oversight; 2. Scope of the Securities Regulations; 3. Objectives of the Securities Regulations in Europe and the United States; 4. Implementation of the Different Objectives; 5. Post-Financial Crisis Lessons; 6. Conclusion and Areas for Future Research; Appendixes; References |
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Sommario/riassunto |
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The paper compares the EU and US securities regulations, and specifically MiFID with the corresponding US regulations. It primarily focuses on the regulatory and supervisory framework, trading venues, and the provision of investment services.The paper argues that the architecture and some of the rules regarding securities markets are different in the two regions, but the objectives and some of the outcomes are similar. It looks at the regulatory frameworks, the scope and objectives of securities regulations, the rules implementing the different objectives, and draws some crisis-related lessons |
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