1.

Record Nr.

UNINA9910876559503321

Autore

Gray Joanna, L. L .B.

Titolo

Implementing financial regulation : theory and practice / / Joanna Gray and Jenny Hamilton

Pubbl/distr/stampa

Chichester, England ; ; Hoboken, NJ, : John Wiley & Sons, c2006

ISBN

1-119-20711-8

1-280-44913-6

9786610449132

0-470-86930-5

Descrizione fisica

1 online resource (287 p.)

Collana

Wiley finance

Altri autori (Persone)

HamiltonJenny <1957->

Disciplina

346.41/082

346.4108

Soggetti

Financial services industry - Law and legislation - Great Britain

Financial services industry - State supervision - Great Britain

Financial services industry - Great Britain

Lingua di pubblicazione

Inglese

Formato

Materiale a stampa

Livello bibliografico

Monografia

Note generali

Description based upon print version of record.

Nota di bibliografia

Includes bibliographical references and index.

Nota di contenuto

Implementing Financial Regulation; Contents; Preface; Acknowledgements; 1 Regulation in Context; 2 Aligning Risk and Regulation: FSA's Risk-Based Operating Framework; 3 Regulation within the Regulated Firm: Legislation and Rules; 4 Senior Management Regulation: Evidence and Practice Since N2; 5 The Wider Regulatory and Legal Context for Senior Management; 6 Regulation and the Emergence of the Financial Citizen; 7 An Illustrated Critique of Meta Regulation and Concluding Comments; Index

Sommario/riassunto

Now that the Financial Services and Markets Act 2000 has had a chance to bed itself down and the Financial Services Authority (FSA) is developing its new regulatory toolkit and modus operandi, financial regulation has moved on in interesting directions. This book takes a critical look at the principles and practices behind this regulation, as well as the theory that is involved. This book goes further than a description of the laws that are currently out there, by analysing the impact and implications of the new financial regulations, making it a 'must-read' for law, finance an