1.

Record Nr.

UNINA9910828187103321

Titolo

Essentials of the Dodd-Frank Act / / Sanjay Anand

Pubbl/distr/stampa

Hoboken, N.J., : Wiley, c2011

ISBN

9786613026965

9781118028339

1118028333

9781283026963

1283026961

9781118385869

1118385861

9781118028315

1118028317

Descrizione fisica

1 online resource (205 p.)

Collana

Essentials series

Classificazione

BUS027000

Altri autori (Persone)

AnandSanjay

GangemiMichael P

Disciplina

346.73/082

Soggetti

Financial services industry - Law and legislation - United States

Financial institutions - Law and legislation - United States

Lingua di pubblicazione

Inglese

Formato

Materiale a stampa

Livello bibliografico

Monografia

Note generali

Includes index.

Nota di contenuto

ESSENTIALS of the Dodd-Frank Act; Contents; Foreword; Preface; Acknowledgments; 1 Introduction to the Dodd-Frank Act; 2 History and Background; 3 Key Titles and Sections; 4 Institutions Impacted; 5 Dodd-Frank Act Rulemaking; 6 Role of New and Existing Agencies; 7 Global Impact and Implications; 8 Advice for Specific Professions; 9 Relationship with SOX and the Basel Accords; APPENDIX A: Contents of the Dodd-Frank Act; APPENDIX B: Effective Dates and Deadlines; Glossary of Key Acronyms; About SOX Institute and the GRC Group; Index

Sommario/riassunto

"This book will provide an executive summary of the newly passed Financial Regulations Act. It will examine the most important sections of the Act and how it impacts the financial industry and shows what executives must know and do in order to comply with the Act"--