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Record Nr. |
UNINA9910819804803321 |
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Titolo |
Singapore : : Detailed Assessment of Implementation-IOSCO Objectives and Principles of Securities Regulation |
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Pubbl/distr/stampa |
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Washington, D.C. : , : International Monetary Fund, , 2013 |
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ISBN |
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1-4755-6571-2 |
1-4755-2897-3 |
1-4755-2064-6 |
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Edizione |
[1st ed.] |
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Descrizione fisica |
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1 online resource (242 p.) |
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Collana |
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IMF Staff Country Reports |
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Disciplina |
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Soggetti |
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Banks and banking - Singapore |
Accounting |
Investments: General |
Money and Monetary Policy |
Public Finance |
Industries: Financial Services |
General Financial Markets: General (includes Measurement and Data) |
Public Administration |
Public Sector Accounting and Audits |
Auditing |
Monetary Policy |
Financial Institutions and Services: Government Policy and Regulation |
Pension Funds |
Non-bank Financial Institutions |
Financial Instruments |
Institutional Investors |
Investment & securities |
Financial reporting, financial statements |
Management accounting & bookkeeping |
Monetary economics |
Finance |
Securities |
Financial statements |
Standing facilities |
Financial services |
Financial institutions |
Public financial management (PFM) |
Monetary policy |
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Hedge funds |
Financial instruments |
Finance, Public |
Financial services industry |
Singapore Economic conditions |
Singapore |
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Lingua di pubblicazione |
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Formato |
Materiale a stampa |
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Livello bibliografico |
Monografia |
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Note generali |
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Description based upon print version of record. |
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Nota di contenuto |
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Cover; CONTENTS; GLOSSARY; EXECUTIVE SUMMARY; INTRODUCTION; INFORMATION METHODOLOGY USED FOR ASSESSMENT; REGULATORY STRUCTURE; LEGAL FRAMEWORK; MARKET STRUCTURE; A. Market Intermediaries; TABLES; 1. Market Intermediaries; 2. Singapore Exchange Limited Members; B. Collective Investment Schemes; 3. Singapore Mercantile Exchange Pte. Ltd.; 4. Number of Authorized and Recognized CIS(offered to retail investors); 5. AUM by Fund Types; C. Markets; 6. Total AUM of ETFs and Total Market Capitalization of REITs (Closed-End Property Funds); 7. SGX-Catalist Turnover and Size |
8. SGX-Mainboard Turnover and Size 9. SMX-Turnover and Size; D. Preconditions for Effective Securities Regulation; MAIN FINDINGS; 10. Summary Implementation of the IOSCO Principles-Detailed Assessments; 11. Recommended Action Plan to Improve Implementation of the IOSCO Principles; DETAILED ASSESSMENT; 12. Detailed Assessment of Implementation of the IOSCO Principles |
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Sommario/riassunto |
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This paper discusses the findings of the Detailed Assessment of Implementation on the International Organization of Securities Commissions (IOSCO) Objectives and Principles of Securities Regulation on Singapore. Overall compliance with IOSCO principles is generally high, although the assessors identified some vulnerabilities that need to be resolved. The Monetary Authority of Singapore’s (MAS) enforcement philosophy as regards securities markets and the financial intermediaries active therein is cogent, with outcomes focused and well developed. The Securities and Futures Act (Cap. 289) provides an effective framework to enable the sharing of information and cooperation between MAS and foreign regulators on supervisory and enforcement matters. |
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