1.

Record Nr.

UNINA9910813194103321

Titolo

Canada : : Financial Sector Assessment Program-IOSCO Objectives and Principles of Securities Regulation-Detailed Assessment of Implementation

Pubbl/distr/stampa

Washington, D.C. : , : International Monetary Fund, , 2014

ISBN

1-4755-2439-0

1-4755-2391-2

1-4755-1809-9

Edizione

[1st ed.]

Descrizione fisica

1 online resource (245 p.)

Collana

IMF Staff Country Reports

Disciplina

332.152

Soggetti

Securities - State supervision - Canada - Evaluation

Securities - State supervision - Canada

Accounting

Investments: General

Public Finance

Industries: Financial Services

Business and Financial

General Financial Markets: General (includes Measurement and Data)

Public Administration

Public Sector Accounting and Audits

Auditing

Pension Funds

Non-bank Financial Institutions

Financial Instruments

Institutional Investors

Corporation and Securities Law

Investment & securities

Financial reporting, financial statements

Management accounting & bookkeeping

Finance

Financial services law & regulation

Securities

Financial statements

Mutual funds

Securities regulation

Financial institutions

Public financial management (PFM)



Financial regulation and supervision

Financial instruments

Finance, Public

Nonbank financial institutions

Law and legislation

Canada

Lingua di pubblicazione

Inglese

Formato

Materiale a stampa

Livello bibliografico

Monografia

Note generali

Description based upon print version of record.

Nota di contenuto

Cover; CONTENTS; GLOSSARY; SUMMARY; INTRODUCTION AND SCOPE; DESCRIPTION OF REGULATORY STRUCTURE AND PRACTICES; MARKET STRUCTURE; A. Markets; TABLES; 1. ATS; B. CIS; FIGURE; 1. Market Share Trend (TSX Listed Stocks); 2. Fund Type by AUM; C. Intermediaries; GENERAL PRECONDITIONS FOR EFFECTIVE SECURITIES REGULATION; MAIN FINDINGS; 3. Summary Implementation of the IOSCO Principles-Detailed Assessments; 4. Recommended Action Plan to Improve Implementation of the IOSCO Principles; A. Authorities' Response to the Assessment; DETAILED ASSESSMENT

5. Detailed Assessment of Implementation of the IOSCO Principles

Sommario/riassunto

This paper presents an assessment IMF report on implementation of the International Organization of Securities Commission (IOSCO) principles in Canada. It highlights that developing an integrated and robust view of risks to support supervisory actions remains a key challenge. The IMF report suggests that the securities regulators should continue to take steps to ensure timely decision making in policy formulation. However, the current governance arrangements, based on a consensus building approach across several entities, is expected to affect timeliness of decision making.