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Record Nr. |
UNINA9910787667203321 |
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Titolo |
France : : Financial Sector Assessment Program—Detailed Assessment of Observance of IOSCO Objectives and Principles of Securities Regulation |
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Pubbl/distr/stampa |
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Washington, D.C. : , : International Monetary Fund, , 2013 |
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ISBN |
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1-4843-8581-0 |
1-4843-6822-3 |
1-4843-9258-2 |
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Descrizione fisica |
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1 online resource (174 pages) |
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Collana |
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IMF Staff Country Reports |
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Soggetti |
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Securities industry - State supervision - France |
Finance - France - Evaluation |
Accounting |
Finance: General |
Investments: General |
Public Finance |
Pension Funds |
Non-bank Financial Institutions |
Financial Instruments |
Institutional Investors |
General Financial Markets: General (includes Measurement and Data) |
Taxation, Subsidies, and Revenue: General |
Public Administration |
Public Sector Accounting and Audits |
Auditing |
Finance |
Investment & securities |
Public finance & taxation |
Financial reporting, financial statements |
Management accounting & bookkeeping |
Financial instruments |
Securities |
Legal support in revenue administration |
Financial statements |
Financial institutions |
Public financial management (PFM) |
Revenue administration |
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Internal controls |
Revenue |
Finance, Public |
Banks and banking |
State supervision |
France |
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Lingua di pubblicazione |
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Formato |
Materiale a stampa |
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Livello bibliografico |
Monografia |
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Note generali |
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Description based upon print version of record. |
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Nota di contenuto |
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Cover; Contents; Glossary; I. Summary; II. Introduction; III. Information and Methodology Used for the Assessment; IV. Institutional Structure; V. Market Structure; Tables; 1. Multilateral Trading Facilities Registered in France; VI. General Preconditions for Effective Securities Regulation; VII. Main Findings; 2. Summary Implementation of the IOSCO Principles-Detailed Assessment; 3. Recommended Action Plan; VIII. Response of the Authorities; IX. Detailed Assessment; 4. Detailed Assessment of Implementation of the IOSCO Principles |
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Sommario/riassunto |
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This paper discusses key findings of the Detailed Assessment of Observance of International Organization of Securities Commissions (IOSCO) Objectives and Principles of Securities Regulation for France. The assessment reveals that France exhibits a high level of implementation of the IOSCO principles. The legal framework is robust and provides the Autorité de Marchés Financiers (AMF) and the Autorité du Contrôle Prudentiel (ACP) with broad licensing, supervisory, investigative, and enforcement powers within their respective competences. There are robust arrangements for cooperation between the two authorities. |
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