| |
|
|
|
|
|
|
|
|
1. |
Record Nr. |
UNINA9910703364603321 |
|
|
Titolo |
Ensuring appropriate regulatory oversight of broker-dealers and legislative proposals to improve investment adviser oversight [[electronic resource] ] : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Twelfth Congress, first session, September 13, 2011 |
|
|
|
|
|
|
|
Pubbl/distr/stampa |
|
|
Washington : , : U.S. G.P.O., , 2012 |
|
|
|
|
|
|
|
Descrizione fisica |
|
1 online resource (vi, 569 pages) : illustrations |
|
|
|
|
|
|
Soggetti |
|
Stockbrokers - Legal status, laws, etc - United States |
Investment advisors - Legal status, laws, etc - United States |
|
|
|
|
|
|
|
|
Lingua di pubblicazione |
|
|
|
|
|
|
Formato |
Materiale a stampa |
|
|
|
|
|
Livello bibliografico |
Monografia |
|
|
|
|
|
Note generali |
|
Title from title screen (viewed on June 1, 2012). |
Paper version available for sale by the Supt. of Docs., U.S. G.P.O. |
"Serial no. 112-58." |
|
|
|
|
|
|
|
|
Nota di bibliografia |
|
Includes bibliographical references. |
|
|
|
|
|
| |