The role of state securities regulators in protecting investors : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, second session, on efforts to enforce securities laws, investment adviser registration and licensing, state investigations into mutual fund industry abuses, and investor education programs, June 2, 2004

• Record Nr.: UNINA9910694059103321
• Descrizione fisica: 1 online resource (iii, 54 p.)
• Soggetti: Financial services industry - Corrupt practices - United States - States - Prevention; Investment advisors - Legal status, laws, etc - United States - States; Mutual funds - Corrupt practices - United States - States - Prevention; Securities fraud - United States - States - Prevention; Consumer protection - United States - States
• Lingua di pubblicazione: Inglese
• Formato: Materiale a stampa
• Livello bibliografico: Monografia