1.

Record Nr.

UNINA9910149425103321

Autore

Hazen Thomas Lee <1947->

Titolo

Securities regulation in a nutshell / / Thomas Lee Hazen

Pubbl/distr/stampa

St. Paul, Minnesota : , : West Academic Publishing, , 2016

©2016

ISBN

1-68328-319-8

Edizione

[Eleventh edition.]

Descrizione fisica

1 online resource (259 pages) : illustrations

Collana

Nutshell series

Disciplina

346.73092

Soggetti

Securities - United States

Lingua di pubblicazione

Inglese

Formato

Materiale a stampa

Livello bibliografico

Monografia

Note generali

Includes index.

Nota di contenuto

Introduction -- Regulation of public offerings -- Introduction to the Regulation of publicly-held companies -- Antifraud provisions -- Regulation of the securities business -- Regulation of investment companies and investment advisers -- Sanctions for violations -- Civil liabilities -- Extraterritorial application -- State regulation.